Unlocking Success with Citrin Cooperman for the Financial Services Industry

  • BROKER-DEALERS

    We provide professional services, including consulting, audit, and tax services to 80+ broker-dealers of all sizes, including broker-dealers dually registered as investment advisors/ under Rule 15a-6/ execute for financial institutions, clearing and carrying brokers, investment bankers, proprietary traders, and underwriters.

  • HEDGE FUNDS

    Hedge fund managers and investors continually face unique challenges arising from regulatory and cost pressures, new and evolving operational considerations, and the struggle to find exceptional talent.

    We serve 400+ clients in the fund arena, including domestic and offshore hedge funds, fund-of-funds, private equity funds, and commodity pools. As the independent auditors of hedge funds, our commitment is to generate timely and cost-efficient audit reports and to provide management with the opportunity to react to financial information and recommendations by us during our audit.

  • INDEPENDENT SPONSORS

    Independent sponsors are adaptable, resilient, and adept at managing uncertainty and risk. We are here to help them succeed by helping them maximize opportunities, while mitigating their investment risks and broken deal costs exposure. Our integrated team of transaction, valuation, and tax specialists takes a multidisciplinary approach, drawing from our in-house industry professionals to provide industry-specific transaction advisory, detailed due diligence, and post-close support.

  • PRIVATE EQUITY Venture capital

    With the increase in the regulation and taxation of private equity, venture capital, and other investment vehicles participants may raise their compliance costs, reduce their returns, and limit the number of investment activities companies can undertake.

    Our professionals work to steer all aspects of fund services, transaction advisory services, and portfolio management and compliance through a comprehensive suite of attest, tax, structuring, compliance, valuation, and business advisory services.

  • Emerging Managers

    Emerging managers are focused on building investment strategies, attracting capital from investors, and establishing a reputation in the industry. Let us help you focus on what counts by being your financial foundation; we can help manage your finances, ensure compliance, mitigate risks, and create a strategic plan.

2023 Independent Sponsor Special Report

The independent sponsor model continues to increase in popularity, the sector is becoming more professionalized, capital providers and company owners are embracing independent sponsors in greater numbers, and the market is providing opportunities that independent sponsors are uniquely poised to seize. It is against this backdrop that, year after year, we continue the analysis we began in 2017. Our annual surveys of independent sponsors from across the country explore a wide range of topics, such as deal sourcing, relationships with capital providers, deal economics, and liquidity events. In uncertain times, knowing where to go for answers will help you prepare your business to thrive in any outcome.

Take a look at our most recent survey results in the 2023 Independent Sponsor Report.

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Being immersed in the financial services industry...

Being immersed in the financial services industry and veterans in the securities space means we are acutely aware of how we can best help our clients meet their goals, navigate the industry's evolving regulatory scrutiny, and encourage sustainable growth.

  • Alexander Reyes, Financial Services Industry Practice Leader
  • NEW YORK
  • (212) 697-1000

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Customized Solutions for the Financial Services Industry

Financial services firms need clear advice from their professional services providers to navigate new regulatory requirements and meet their tax obligations. In this current climate, it is critical to work with a dedicated team of professionals who understand your unique needs and stay current on the latest industry developments to help your business grow and succeed. Citrin Cooperman’s dedicated financial services industry practice caters to clients in a wide range of sub-sectors in the industry. No matter your sector, we possess the deep knowledge and experience required to help your business thrive amidst the complexities of today’s economic landscape.

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Our Financial Services Industry Solutions. On Demand.

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